In this teaching, the Buddha shares the path and the way of practice for removal of the five lower fetters of: 1.) self-identity view, 2.) doubt regarding teachings, 3.) adherence to rites and rituals, 4.) sensual desires, and 5.) ill-will.
Thus have I heard — At one time the Blessed One was dwelling at Sāvatthi in Jeta’s Grove, Anāthapiṇḍika’s Park. There, he addressed the bhikkhus thus: “Bhikkhus.”
“Venerable sir,” they replied. The Blessed One said this:
“Bhikkhus, do you recall the five lower fetters as I have taught them?”
When this was said, Venerable Mālukyaputta responded to the Blessed One: “Indeed, venerable sir, I remember the five lower fetters as taught by the Blessed One.”
“How exactly do you remember the five lower fetters as I have taught them, Mālukyaputta?”
“Venerable sir, I recall the following as lower fetters taught by the Blessed One: identity-view, doubt (wrt teachings), adherence to rites and rituals, sensual desire, and ill-will. This is how I remember the five lower fetters, venerable sir.”
Simile of the infant
“Mālukyaputta, for what reason do you say that I taught these five lower fetters in this way? Surely, Mālukyaputta, the wanderers of other sects might use the simile of an infant to challenge you. For a young, tender infant lying on his back does not even have the concept of ‘self’, so how could the view of identity arise in him? Yet, the latent tendency towards identity-view is present within him. A young, tender infant lying on his back does not even have the concept of ‘teachings’, so how could doubt about teachings arise in him? Yet, the latent tendency towards doubt is present within him. A young, tender infant lying on his back does not even have the concept of ‘ethics’, so how could attachment to rites and rituals arise in him? Yet, the latent tendency towards such attachment is present within him. A young, tender infant lying on his back does not even have the concept of ‘sensual pleasures’, so how could sensual desire arise in him? Yet, the latent tendency towards sensual desire is present within him. A young, tender infant lying on his back does not even have the concept of ‘beings’, so how could ill-will towards beings arise in him? Yet, the latent tendency towards ill-will is present within him. Wouldn’t the wanderers of other sects use this simile of the infant to challenge you?”
After this was said, Venerable Ānanda addressed the Blessed One: “It is time, Blessed One, it is time, Well-Gone One, for you to teach the five lower fetters. Upon hearing them from the Blessed One, the monks will remember.”
“Therefore, Ānanda, listen carefully and pay close attention; I will speak.”
“Yes, venerable sir,” replied Venerable Ānanda. The Blessed One then spoke:
Uninstructed ordinary person
"Here, Ānanda, an uninstructed ordinary person, who does not regard noble ones and is unskilled and untrained in their Dhamma, who does not regard virtuous people and is unskilled and untrained in their Dhamma, remains entangled and afflicted by identity view; and does not truly understand the escape from arisen identity view. For him, this identity view has become deep-rooted and is a lower fetter.
He remains entangled and afflicted by doubt; and he does not truly know the escape from arisen doubt. This doubt has become deep-rooted and is a lower fetter.
He remains entangled and afflicted by attachment to rites and rituals; and he does not truly know the escape from arisen attachment to rites and rituals. This attachment has become deep-rooted and is a lower fetter.
He remains entangled and afflicted by sensual desire; and he does not truly know the escape from arisen sensual desire. This sensual desire has become deep-rooted and is a lower fetter.
He remains entangled and afflicted by ill-will; and he does not truly know the escape from arisen ill-will. This ill-will has become deep-rooted and is a lower fetter.
Disciple of the noble ones
Moreover, Ānanda, a disciple of the noble ones, who respects the noble ones and is skilled and well-trained in their Dhamma, who respects virtuous people and is skilled and well-trained in their Dhamma, does not remain entangled or afflicted by identity view; he truly understands the escape from any arisen identity view. For him, that identity view and its underlying tendency are abandoned.
He does not remain entangled or afflicted by doubt; he truly understands the escape from any arisen doubt. For him, that doubt and its underlying tendency are abandoned.
He does not remain entangled or afflicted by attachment to rites and rituals; he truly understands the escape from any arisen attachment to rites and rituals. For him, that attachment and its underlying tendency are abandoned.
He does not remain entangled or afflicted by sensual desire; he truly understands the escape from any arisen sensual desire. For him, that sensual desire and its underlying tendency are abandoned.
He does not remain entangled or afflicted by ill-will; he truly understands the escape from any arisen ill-will. For him, that ill-will and its underlying tendency are abandoned.
Simile for the Path and the Way of practice
Ānanda, there is a path and a way of practice for the abandonment of the five lower fetters. That one could understand, see, or abandon these five lower fetters without following this path and way of practice — this is not possible. Just as it is impossible to cut out the heartwood of a large, solid tree standing with heartwood without first cutting through its bark and sapwood, similarly, it is not possible to abandon the five lower fetters without adhering to the correct path and way of practice.
Furthermore, Ānanda, there is indeed a path and a way of practice for the abandonment of the five lower fetters; that one, by following this path and way of practice, can understand, see, or abandon these five lower fetters — this possibility does exist.
Just as, Ānanda, it is indeed possible for someone to cut through the core of a great tree endowed with heartwood by first slicing through its bark and sapwood, similarly, Ānanda, it is indeed possible for one to understand, see, and abandon the five lower fetters by adhering to the correct path and way of practice. Just as, Ānanda, the Ganges River, full and overflowing, is impassable in its breadth by a frail person who thinks, ‘I will cross this breadth of the Ganges River by cutting through the current safely to the other side’; such a person would not be able to cut through the current and reach the far shore safely. In the same way, Ānanda, for those whose minds do not leap forward, become confident, steady, and free when teachings leading to the cessation of identity-view are given, they should be seen as frail like that person. Just as, Ānanda, the Ganges River, full and deep, could be crossed by a strong person who thinks, ‘I will cut through the current of this river and safely reach the other side’; such a person would be able to cut through the current and safely reach the far shore.
Similarly, Ānanda, for those whose minds do leap forward, become confident, steady, and free when teachings leading to the cessation of identity-view are given, they should be viewed as strong like that person.
The Path and the Way of practice
Jhāna 1
And what, Ānanda, is the path, what is the way of practice for the abandonment of the five lower fetters? Here, Ānanda, a bhikkhu, through solitude from attachments and by abandoning unwholesome mental qualities, with the complete internal stilling of bodily agitation, secluded from sensual pleasures and unwholesome mental qualities, enters and dwells in the first jhāna. This jhāna is characterized by reflection and examination of thoughts, and is filled with joy (rapture) and pleasure that are born from seclusion. In this state, he perceives whatever phenomena are present — whether form, feeling, perception, formations, or consciousness — as impermanent, suffering, a disease, a boil, a dart, misery, an affliction, alien, disintegrating, empty, and not-self. He turns his mind away from these phenomena. Having turned his mind away, he directs it towards the deathless element, reflecting: ‘This is peaceful, this is sublime, namely the stilling of all formations, the relinquishment of all attachments, the wearing away of craving, dispassion, cessation, Nibbāna.’ If he is steady in that state, he experiences the wearing away of the taints. But if he does not experience the wearing away of the taints because of that desire for the Dhamma, that delight in the Dhamma, then, with the wearing away of the five lower fetters, he becomes one due to reappear spontaneously in the Pure Abodes, and there he will attain final Nibbāna without ever returning from that world. This indeed, Ānanda, is the path, the way of practice for the abandonment of the five lower fetters.
Jhāna 2…4
Furthermore, Ānanda, the bhikkhu, upon the subsiding of reflection and examination of thoughts, enters and dwells in the second jhāna … continues to the third jhāna … and then enters and dwells in the fourth jhāna. In these states, whatever phenomena are present — whether form, feeling, perception, volitions, or consciousness — he perceives as impermanent, suffering, a disease, a boil, a dart, misery, an affliction, alien, disintegrating, empty, and not-self. He turns his mind away from these phenomena. Having turned his mind away, he directs it towards the deathless element, reflecting: ‘This is peaceful, this is sublime, namely the stilling of all formations, the relinquishment of all attachments, the wearing away of craving, dispassion, cessation, Nibbāna.’ If he is steady in that state, he experiences the wearing away of the taints. But if he does not experience the wearing away of the taints because of that desire for the Dhamma, that delight in the Dhamma, then, with the wearing away of the five lower fetters, he becomes one due to reappear spontaneously in the Pure Abodes, and there he will attain final Nibbāna without ever returning from that world. This indeed, Ānanda, is the path, the way of practice for the abandonment of the five lower fetters.
Base of Infinite Space
Furthermore, Ānanda, a bhikkhu, by completely surpassing perceptions of form, with the disappearance of recognition of sense impressions and by not attending to perceptions of diversity, aware that ‘space is infinite’, enters and dwells in the base of infinite space. Whatever phenomena are present there, whether pertaining to feelings, perceptions, formations, or consciousness - he perceives as impermanent, suffering, a disease, a boil, a dart, misery, an affliction, alien, disintegrating, empty, and not-self. He turns his mind away from these phenomena. Having turned his mind away, he directs it towards the deathless element, reflecting: ‘This is peaceful, this is sublime, namely the stilling of all formations, the relinquishment of all attachments, the wearing away of craving, dispassion, cessation, Nibbāna.’ If he is steady in that state, he experiences the wearing away of the taints. But if he does not experience the wearing away of the taints because of that desire for the Dhamma, that delight in the Dhamma, then, with the wearing away of the five lower fetters, he becomes one due to reappear spontaneously in the Pure Abodes, and there he will attain final Nibbāna without ever returning from that world. This, indeed, Ānanda, is also the path, the way of practice for the abandonment of the five lower fetters.
Base of Infinite Consciousness
Furthermore, Ānanda, a bhikkhu, having completely transcended the base of infinite space, aware that ‘consciousness is infinite’, enters and dwells in the base of infinite consciousness. Whatever phenomena are present there — whether pertaining to feelings, perceptions, formations, or consciousness — he perceives as impermanent, suffering, a disease, a boil, a dart, misery, an affliction, alien, disintegrating, empty, and not-self. He turns his mind away from these phenomena. Having turned his mind away, he directs it towards the deathless element, reflecting: ‘This is peaceful, this is sublime, namely the stilling of all formations, the relinquishment of all attachments, the wearing away of craving, dispassion, cessation, Nibbāna.’ If he is steady in that state, he experiences the wearing away of the taints. But if he does not experience the wearing away of the taints because of that desire for the Dhamma, that delight in the Dhamma, then, with the wearing away of the five lower fetters, he becomes one due to reappear spontaneously in the Pure Abodes, and there he will attain final Nibbāna without ever returning from that world. This, indeed, Ānanda, is also the path, the way of practice for the abandonment of the five lower fetters.
Base of Nothingness
Furthermore, Ānanda, a bhikkhu, having completely transcended the base of infinite consciousness, aware that ‘there is nothing’, enters and dwells in the base of nothingness. Whatever phenomena are present there — whether pertaining to feelings, perceptions, formations, or consciousness — he perceives as impermanent, suffering, a disease, a boil, a dart, misery, an affliction, alien, disintegrating, empty, and not-self. He turns his mind away from these phenomena. Having turned his mind away, he directs it towards the deathless element, reflecting: ‘This is peaceful, this is sublime, namely the stilling of all formations, the relinquishment of all attachments, the wearing away of craving, dispassion, cessation, Nibbāna.’ If he is steady in that state, he experiences the wearing away of the taints. But if he does not experience the wearing away of the taints because of that desire for the Dhamma, that delight in the Dhamma, then, with the wearing away of the five lower fetters, he becomes one due to reappear spontaneously in the Pure Abodes, and there he will attain final Nibbāna without ever returning from that world. This, indeed, Ānanda, is also the path, the way of practice for the abandonment of the five lower fetters."
“If this, venerable sir, is the path and the way of practice for the abandonment of the five lower fetters, then why are some bhikkhus said to be ‘released by mind’ and some bhikkhus are said to be ‘released by wisdom’?”
“The difference here, Ānanda, is in their faculties, I say.”
Thus spoke the Blessed One. The venerable Ānanda was satisfied and rejoiced in the Blessed One’s words.
The five lower fetters described in this teaching are:
As one is closely examining and reflecting on the teachings to verify them through reviewing of one’s experiences or by applying them in practice; one is practicing towards the wearing away of all of these fetters.
However, it is only when the mind is entering and dwelling in the jhānas, states of collectedness that are cultivated by abandoning of unwholesome mental qualities such as those associated with hindrances and of cultivating wholesome mental qualities such as those of renunciation, good-will and harmlessness (factors of developing right intention), through enhanced concentration available in the jhānas, one is now more readily able to observe the arising of the fetters in one’s experiences and able to apply the teachings.
When one is one of the four jhānas, or one of the three formless attainments, the Buddha’s advice is at observing for the universal characteristics of impermanence, dis-ease, and not identifying a me/mine/myself across all that one experiences. It is through an active training in this way, by inclining the mind towards Nibbāna (enlightenment), that one is able to gradually let go of the fetters.
One doesn’t need to attain to all the jhānas and to all the formless attainments listed here, rather, through abiding in any of the jhānas or formless attainments: when the fetters are worn away through a dedicated practice of discernment, one is able to attain to full Nibbāna (enlightenment) or to the 3rd stage of enlightenment (non-returning).
Related Teachings:
Hindrances as different bowls of water (SN 46.55) - The brahmin Saṅgārava asks why sometimes verses stay in memory while other times they don’t. The Buddha replies that it is due to the presence of either the hindrances or awakening factors. He gives a set of similes illustrating each of the hindrances with different bowls of water.
A handful of leaves 🍃 - Essential Teachings of the Buddha to Understanding The Four Noble Truths - The fetter of self-identity view is seeing a me/mine/myself in one or more of the five aggregates. You can understand the aggregates and their relation to the four noble truths with this teaching.
5 qualities to abandon to dwell in the first jhāna (AN 5.256) - Five qualities to abandon to dwell in the first jhāna.
Jhānas are just a natural progression of the gradual training guidelines that occurs as the cultivation of mind is practiced in. One should practice in an area until it becomes easy, automatic and second nature before moving to the next one.